Securities Class Action & Arbitration Law http://securitiesattorneys.us Thu, 13 Jun 2013 07:24:01 +0000 en-US hourly 1 http://wordpress.org/?v=3.5.1 SEC Issues Pump & Dump Stock Scam Warninghttp://securitiesattorneys.us/sec/sec-issues-pump-dump-stock-scam-warning/ http://securitiesattorneys.us/sec/sec-issues-pump-dump-stock-scam-warning/#comments Thu, 13 Jun 2013 07:24:01 +0000 Jay Eng http://securitiesattorneys.us/?p=2238 http://securitiesattorneys.us/sec/sec-issues-pump-dump-stock-scam-warning/feed/ 0 Investment News Reports That Arbitration Awards In Favor of Customers in Tenant-in-Common Exchange Sales Hold Steadyhttp://securitiesattorneys.us/finra-arbitration/investment-news-reports-that-arbitration-awards-in-favor-of-customers-in-tenant-in-common-exchange-sales-hold-steady/ http://securitiesattorneys.us/finra-arbitration/investment-news-reports-that-arbitration-awards-in-favor-of-customers-in-tenant-in-common-exchange-sales-hold-steady/#comments Sun, 09 Jun 2013 12:31:22 +0000 Jay Eng http://securitiesattorneys.us/?p=2234 http://securitiesattorneys.us/finra-arbitration/investment-news-reports-that-arbitration-awards-in-favor-of-customers-in-tenant-in-common-exchange-sales-hold-steady/feed/ 0 Special Risks with Trading on Marginhttp://securitiesattorneys.us/finra/special-risks-with-trading-on-margin/ http://securitiesattorneys.us/finra/special-risks-with-trading-on-margin/#comments Sun, 09 Jun 2013 12:02:40 +0000 Jay Eng http://securitiesattorneys.us/?p=2228 http://securitiesattorneys.us/finra/special-risks-with-trading-on-margin/feed/ 0 Don’t Blame the Assistant: Court Denies Late Request for Exclusion (Opt-Out) from Class Action in Bank of America Securities Lawsuithttp://securitiesattorneys.us/securities-class-actions/dont-blame-the-assistant-court-denies-late-request-for-exclusion-opt-out-from-class-action-in-bank-of-america-securities-lawsuit/ http://securitiesattorneys.us/securities-class-actions/dont-blame-the-assistant-court-denies-late-request-for-exclusion-opt-out-from-class-action-in-bank-of-america-securities-lawsuit/#comments Fri, 07 Jun 2013 00:01:33 +0000 Jay Eng http://securitiesattorneys.us/?p=2218 http://securitiesattorneys.us/securities-class-actions/dont-blame-the-assistant-court-denies-late-request-for-exclusion-opt-out-from-class-action-in-bank-of-america-securities-lawsuit/feed/ 0 SEC Approves Revision to the Definition of “Public Arbitrator” in FINRA’s Customer Code of Arbitrationhttp://securitiesattorneys.us/brokers/sec-approves-revision-to-the-definition-of-public-arbitrator-in-finras-customer-code-of-arbitration/ http://securitiesattorneys.us/brokers/sec-approves-revision-to-the-definition-of-public-arbitrator-in-finras-customer-code-of-arbitration/#comments Thu, 06 Jun 2013 01:09:01 +0000 Jay Eng http://securitiesattorneys.us/?p=2210 http://securitiesattorneys.us/brokers/sec-approves-revision-to-the-definition-of-public-arbitrator-in-finras-customer-code-of-arbitration/feed/ 0 Banc of America and Wells Fargo Fined in Connection with Sales of Floating-Rate Bank Loan Fundshttp://securitiesattorneys.us/brokers/banc-of-america-and-wells-fargo-fined-in-connection-with-sales-of-floating-rate-bank-loan-funds/ http://securitiesattorneys.us/brokers/banc-of-america-and-wells-fargo-fined-in-connection-with-sales-of-floating-rate-bank-loan-funds/#comments Wed, 05 Jun 2013 01:21:46 +0000 Jay Eng http://securitiesattorneys.us/?p=2208 http://securitiesattorneys.us/brokers/banc-of-america-and-wells-fargo-fined-in-connection-with-sales-of-floating-rate-bank-loan-funds/feed/ 0 SEC Suspends Trading of Sixty-One Companies Over Concerns About the Accuracy and Adequacy of Publicly Disseminated Information Pursuant to § 12(k)http://securitiesattorneys.us/securities-attorney/sec-suspends-trading-of-sixty-one-companies-over-concerns-about-the-accuracy-and-adequacy-of-publicly-disseminated-information-pursuant-to-%c2%a7-12k/ http://securitiesattorneys.us/securities-attorney/sec-suspends-trading-of-sixty-one-companies-over-concerns-about-the-accuracy-and-adequacy-of-publicly-disseminated-information-pursuant-to-%c2%a7-12k/#comments Wed, 05 Jun 2013 01:02:19 +0000 Jay Eng http://securitiesattorneys.us/?p=2196 http://securitiesattorneys.us/securities-attorney/sec-suspends-trading-of-sixty-one-companies-over-concerns-about-the-accuracy-and-adequacy-of-publicly-disseminated-information-pursuant-to-%c2%a7-12k/feed/ 0 Florida Man Charged With Perjury and Obstruction for Providing False Testimony to SEChttp://securitiesattorneys.us/florida/florida-man-charged-with-perjury-and-obstruction-for-providing-false-testimony-to-sec/ http://securitiesattorneys.us/florida/florida-man-charged-with-perjury-and-obstruction-for-providing-false-testimony-to-sec/#comments Wed, 05 Jun 2013 00:59:24 +0000 Jay Eng http://securitiesattorneys.us/?p=2203 http://securitiesattorneys.us/florida/florida-man-charged-with-perjury-and-obstruction-for-providing-false-testimony-to-sec/feed/ 0 Florida Investors Recover Investment Losses on Lehman Preferred Stock Against Royal Bank of Canada (RBC)http://securitiesattorneys.us/brokers/florida-investors-recover-investments-losses-on-lehman-preferred-stock-against-against-royal-bank-of-canada-rbc/ http://securitiesattorneys.us/brokers/florida-investors-recover-investments-losses-on-lehman-preferred-stock-against-against-royal-bank-of-canada-rbc/#comments Fri, 31 May 2013 10:00:31 +0000 Jay Eng http://securitiesattorneys.us/?p=2187 http://securitiesattorneys.us/brokers/florida-investors-recover-investments-losses-on-lehman-preferred-stock-against-against-royal-bank-of-canada-rbc/feed/ 0 SEC and FINRA Probing Dealers Over Continuing Disclosure Compliance in Municipal Bond Saleshttp://securitiesattorneys.us/brokers/sec-and-finra-probing-dealers-over-continuing-disclosure-compliance-in-municipal-bond-sales/ http://securitiesattorneys.us/brokers/sec-and-finra-probing-dealers-over-continuing-disclosure-compliance-in-municipal-bond-sales/#comments Thu, 30 May 2013 13:08:34 +0000 Jay Eng http://securitiesattorneys.us/?p=2178 http://securitiesattorneys.us/brokers/sec-and-finra-probing-dealers-over-continuing-disclosure-compliance-in-municipal-bond-sales/feed/ 0