Securities Class Action & Arbitration Law http://securitiesattorneys.us Fri, 24 May 2013 15:24:56 +0000 en-US hourly 1 http://wordpress.org/?v=3.5.1 Update on UniTek Global Services, Inc. (UNTK) and Its Listing on the NASDAQhttp://securitiesattorneys.us/securities-class-actions/update-on-unitek-global-services-inc-untk-and-its-listing-on-the-nasdaq/ http://securitiesattorneys.us/securities-class-actions/update-on-unitek-global-services-inc-untk-and-its-listing-on-the-nasdaq/#comments Fri, 24 May 2013 15:24:56 +0000 Jay Eng http://securitiesattorneys.us/?p=2151 http://securitiesattorneys.us/securities-class-actions/update-on-unitek-global-services-inc-untk-and-its-listing-on-the-nasdaq/feed/ 0 Massachusetts Regulator Reaches $9.5 Million REIT Settlement Against Ameriprise Financial Services, Commonwealth Financial Network, Royal Alliance Associates,Securities America and Lincoln Financial Advisers Corp.http://securitiesattorneys.us/brokers/massachusetts-regulator-imposes-9-5-million-reit-ameriprise-financial-services-commonwealth-financial-network-royal-alliance-associatessecurities-america-and-lincoln-financial-advisers-corp/ http://securitiesattorneys.us/brokers/massachusetts-regulator-imposes-9-5-million-reit-ameriprise-financial-services-commonwealth-financial-network-royal-alliance-associatessecurities-america-and-lincoln-financial-advisers-corp/#comments Thu, 23 May 2013 12:25:50 +0000 Jay Eng http://securitiesattorneys.us/?p=2145 http://securitiesattorneys.us/brokers/massachusetts-regulator-imposes-9-5-million-reit-ameriprise-financial-services-commonwealth-financial-network-royal-alliance-associatessecurities-america-and-lincoln-financial-advisers-corp/feed/ 0 LPL Financial LLC Hammered With $7.5 Million FINRA Fine for EMail Deficiencies & Misstatments to FINRAhttp://securitiesattorneys.us/brokers/lpl-financial-llc-hammered-with-7-5-million-finra-fine-for-email-deficiencies-misstatments-to-finra/ http://securitiesattorneys.us/brokers/lpl-financial-llc-hammered-with-7-5-million-finra-fine-for-email-deficiencies-misstatments-to-finra/#comments Wed, 22 May 2013 11:23:15 +0000 Jay Eng http://securitiesattorneys.us/?p=2143 http://securitiesattorneys.us/brokers/lpl-financial-llc-hammered-with-7-5-million-finra-fine-for-email-deficiencies-misstatments-to-finra/feed/ 0 Not This Year: SEC Commissioner Says No Time to Address Mandatory Pre-Dispute Arbitration in Broker Client Agreementshttp://securitiesattorneys.us/finra-arbitration/not-this-year-sec-commissioner-says-no-time-to-address-mandatory-pre-dispute-arbitration-in-broker-client-agreements/ http://securitiesattorneys.us/finra-arbitration/not-this-year-sec-commissioner-says-no-time-to-address-mandatory-pre-dispute-arbitration-in-broker-client-agreements/#comments Tue, 21 May 2013 14:25:33 +0000 Jay Eng http://securitiesattorneys.us/?p=2140 http://securitiesattorneys.us/finra-arbitration/not-this-year-sec-commissioner-says-no-time-to-address-mandatory-pre-dispute-arbitration-in-broker-client-agreements/feed/ 0 Securities Fraud Lawsuit Filed Against The Cash Store Financial Service, Inc. (CSFS)http://securitiesattorneys.us/fraud/securities-fraud-lawsuit-filed-against-the-cash-store-financial-service-inc-csfs/ http://securitiesattorneys.us/fraud/securities-fraud-lawsuit-filed-against-the-cash-store-financial-service-inc-csfs/#comments Tue, 21 May 2013 13:33:21 +0000 Jay Eng http://securitiesattorneys.us/?p=2135 http://securitiesattorneys.us/fraud/securities-fraud-lawsuit-filed-against-the-cash-store-financial-service-inc-csfs/feed/ 0 UniTek (UNTK) Faces July 31, 2013 Refinancing Deadline by DIRECTTVhttp://securitiesattorneys.us/securities-class-actions/unitek-untk-faces-july-31-2013-refinancing-deadline-by-directtv/ http://securitiesattorneys.us/securities-class-actions/unitek-untk-faces-july-31-2013-refinancing-deadline-by-directtv/#comments Mon, 20 May 2013 14:55:12 +0000 Jay Eng http://securitiesattorneys.us/?p=2133 http://securitiesattorneys.us/securities-class-actions/unitek-untk-faces-july-31-2013-refinancing-deadline-by-directtv/feed/ 0 SEC and FINRA Issue Investor Alert Concerning Purchase of Risky Pension or Settlement Income Streams from Brokershttp://securitiesattorneys.us/brokers/sec-and-finra-issue-investor-alert-concerning-purchase-of-risky-pension-or-settlement-income-streams-from-brokers/ http://securitiesattorneys.us/brokers/sec-and-finra-issue-investor-alert-concerning-purchase-of-risky-pension-or-settlement-income-streams-from-brokers/#comments Mon, 20 May 2013 14:35:12 +0000 Jay Eng http://securitiesattorneys.us/?p=2131 http://securitiesattorneys.us/brokers/sec-and-finra-issue-investor-alert-concerning-purchase-of-risky-pension-or-settlement-income-streams-from-brokers/feed/ 0 Charles Schwab Backs Down on Class Action Waivers in Client Account Agreementshttp://securitiesattorneys.us/brokers/charles-schwab-backs-down-on-class-action-waivers-in-client-account-agreements/ http://securitiesattorneys.us/brokers/charles-schwab-backs-down-on-class-action-waivers-in-client-account-agreements/#comments Fri, 17 May 2013 13:56:24 +0000 Jay Eng http://securitiesattorneys.us/?p=2122 http://securitiesattorneys.us/brokers/charles-schwab-backs-down-on-class-action-waivers-in-client-account-agreements/feed/ 0 Florida Supreme Court Says Statute of Limitations Applies In Arbitration – Raymond James v. Phillipshttp://securitiesattorneys.us/brokers/florida-supreme-court-says-statute-of-limitations-applies-in-arbitration-raymond-james-v-phillips/ http://securitiesattorneys.us/brokers/florida-supreme-court-says-statute-of-limitations-applies-in-arbitration-raymond-james-v-phillips/#comments Fri, 17 May 2013 13:47:06 +0000 Jay Eng http://securitiesattorneys.us/?p=2118 http://securitiesattorneys.us/brokers/florida-supreme-court-says-statute-of-limitations-applies-in-arbitration-raymond-james-v-phillips/feed/ 0 Attorneys File Securities Fraud Class Action Complaint Against UniTek Global Services UNTKhttp://securitiesattorneys.us/securities-class-actions/attorneys-file-securities-fraud-class-action-complaint-against-unitek-global-services-untk/ http://securitiesattorneys.us/securities-class-actions/attorneys-file-securities-fraud-class-action-complaint-against-unitek-global-services-untk/#comments Tue, 07 May 2013 20:22:44 +0000 Jay Eng http://securitiesattorneys.us/?p=2109 http://securitiesattorneys.us/securities-class-actions/attorneys-file-securities-fraud-class-action-complaint-against-unitek-global-services-untk/feed/ 0